Bernard Pinsky featured in the Advisor
Bernard Pinsky, Q.C., was featured in a recent Advisor article about accredited investor rule amendments to purchasing exempt market securities. He was also featured in ... Continued
Amendments to Disclosure Rules for Venture Issuers
On June 30, 2015, amendments to various disclosure requirements for venture issuers will come into force. The amendments are intended to make the disclosure requirements ... Continued
Regulation A+ – A Limited Additional Tool for Fundraising
With much fanfare, the Securities and Exchange Commission (SEC) in the U.S. announced on March 25, 2015 that it has adopted rules to facilitate smaller ... Continued
CSA Publishes Proposed Amendments to Take-Over Bid Requirements
On March 31, 2015, the Canadian Securities Administrators (the “CSA”) published proposed amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids and National Policy ... Continued
Regulation A+ A Limited Tool for Fundraising
The SEC announced that it has adopted rules to facilitate smaller companies’ access to capital, as mandated by the JOBS Act.
Amendments to Disclosure Rules for Venture Issuers
Amendments to various disclosure requirements for venture issuers will come into force.
CSA Publishes Proposed Amendments to Take-Over Bid Requirements
The CSA published proposed amendments to MI 62-104 and NP 62-203.
You’re Invited! V-File: Electronic Private Placement Filing System for the TSXV
We invite you to attend a presentation by Linda Shardlow of the TSX Venture Exchange regarding the new V-File electronic filing system used by the ... Continued
Amendments to Prospectus Exemptions and Additional Obligations for Issuers and Brokers
On May 5, 2015, changes to National Instrument 45-106 Prospectus and Registration Exemptions (“NI 45-106”) will come into force which will put additional responsibility on ... Continued
Proxy Advisor Glass Lewis Publishes Canadian Proxy Voting Policy for 2015
Proxy advisory firm Glass Lewis & Co. released its Canadian proxy voting policy for the 2015 proxy season.
Amendments to Prospectus Exemptions and Additional Obligations for Issuers and Brokers
Amendments to come to NI 45-106 will put additional responsibility on issuers and brokers.
SEC Charges Insiders for Failure to Update Stock Ownership Disclosure
On March 13, 2015, the Securities and Exchange Commission (the “SEC”) announced that it charged eight officers, directors, or major shareholders for failing to update ... Continued