Bernard Pinsky on new CSA rules for Canadian securities
The October issue of InHouse magazine quotes Bernard Pinsky in the article The Power of One. Bernard comments on new rules published by the Canadian ... Continued
Deadline for a CPC to Apply to Extend the Time for Completion of its QT is September 30, 2009; Other Temporary Measures Also Expire
The deadline for a CPC to apply to extend the time for completion of its QT is September 30, 2009.
New National Dealer And Adviser Registration Regime For Canada
There is a new national dealer and adviser registration regime for Canada.
SEC Makes Temporary Short Sales Rule Permanent
The SEC makes the temporary short sales rule permanent.
New Canadian Passport System for Dealer and Advisor Registration Process
The CSA has implemented a new Canadian passport system for the dealer and advisor registration process.
BCSC Offers To Pre-Review Mining Technical Disclosure For Short Form Offerings
The BCSC is offering to pre-review mining technical disclosure for short form offerings.
Foreign Listed Issuers May Trade On U.S. OTC Markets Without SEC Registration
The SEC has amended its rules so that foreign listed issuers may now trade on U.S. OTC markets without SEC registration.
British Columbia To Require Electronic Filings Of Exempt Distribution Reports
The BCSC issued a notice of a new instrument requiring electronic filings of exempt distribution reports.