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On November 5, 2015, the Canadian Securities Administrators (CSA) published guidance for disclosure requirements for abandonment and reclamation costs respecting amendments in National Instrument 51-101 ... Continued
In Canada, unlike the United States and most western economies that have a robust stock market, securities law is regulated solely by the provinces and ... Continued
On October 28, 2015, the Ontario Securities Commission (“OSC”) published proposed OSC Policy 15-601 Whistleblower Program (the Policy), which describes a whistleblower program that is ... Continued
The OSC has taken fairly severe action against TSX listed companies that have failed to provide gender diversity information as required by amendments to National ... Continued
The United States Securities and Exchange Commission (“SEC”) recently brought fraud charges against 32 defendants for taking part in a scheme to profit from stolen ... Continued
Effective September 10, 2015, the TSX updated its rules regarding exemptions available for eligible interlisted issuers. “Eligible International Interlisted Issuers” may be able to obtain ... Continued
In Canada, unlike the United States and most western economies that have a robust stock market, securities law is regulated solely by the provinces and ... Continued
We are often asked to outline the requirements for a Rule 144 resale and thought to provide some general guidance on the topic in this ... Continued
On August 5, 2015, the Securities and Exchange Commission (the “SEC”) adopted a final rule requiring public companies to disclose the ratio of the annual ... Continued
The CSA proposed a new form 45-106F1.
On August 13, 2015, the Canadian Securities Administrators published for comment proposed amendments to National Instrument 45-106 Prospectus Exemptions that would harmonize the exempt distribution ... Continued
The Securities and Exchange Commission (“SEC”) recently proposed rules directing U.S. national securities exchanges to require listed companies to adopt policies that require executive officers ... Continued