Alberta Introduces Ontario-style Participation Fee for Reporting Issuers
The ASC announced that it will adopt ASC Rule 13-501 Fees, which will replace the ASC’s current fee schedule.
TSX Proposes Amendments to Introduce Website Disclosure Requirements and to Amend Security Based Compensation Disclosure
The TSX proposes amendments to introduce website disclosure requirements and to amend security based compensation disclosure.
Clark Wilson acts for PIRET in closing $149.8 million bought deal
Clark Wilson acted for Pure Industrial Real Estate Trust (PIRET) (TSX: AAR.UN) in closing its public offering of 29,670,000 trust units, on a bought deal ... Continued
Bernard Pinsky, Q.C. quoted in Advisor
Bernard Pinsky, Q.C. was quoted in the May Advisor’s Edge Report (Advisor.ca), IIROC Imposed More Sanctions in 2015. The articles discuss IIROC’s and MFDA’s 2015 ... Continued
Clark Wilson acts for Capstream Ventures in TSXV qualifying transaction
Clark Wilson acted for Capstream Ventures Inc. (TSXV: CSP) in completing its TSXV qualifying transaction. Immediately prior to closing, the company also closed a partially ... Continued
Clark Wilson acts for Hempco Canada Superfoods in go-public transaction
Clark Wilson acted for Hempco Canada Superfoods Inc. in completing a TSXV Qualifying Transaction through the sale of all of its issued and outstanding securities ... Continued
SEC Amends Form 10-K
The Securities and Exchange Commission today announced it has approved an interim final rule that allows Form 10-K filers to provide a summary of business ... Continued
Rule 144 General Information for Affiliates
Further to our blog post about Rule 144 for non-affiliates, we would like to provide some general guidance on Rule 144 for affiliates in this ... Continued
Do The New Registration Thresholds in the U.S. Really Help? New Rule 12g-1
The Jumpstart Our Business Startups Act (known as the JOBS Act), which became law in 2012, was intended to encourage investment in small businesses by ... Continued
CSA Targets Brokers to Raise Conduct Standards
On April 28, 2016, the Canadian Securities Administrators (“CSA”) published CSA Consultation Paper 33-404 (“CP 33-404”) which proposes for discussion regulatory action to hold securities ... Continued
TSX Venture Exchange Announces Four Character Stock Symbol Reservations
The TSX Venture Exchange has announced that it is accepting initial reservation requests for four letter root trading symbols.
CSA Targets Brokers to Raise Conduct Standards
CSA targets brokers to raise conduct standards.