SEC Amends Definition of ‘Accredited Investor’
The SEC amended the definition of ‘accredited investor’.
Canadian Regulators Adopt Amended Policy for Electronic Delivery of Documents
The CSA adopted amendments to policy for electronic delivery of documents.
Happy Holidays from the Corporate Finance & Securities Group at Clark Wilson
We wish our readers the best of the season and a prosperous and healthy 2012.
Reverse Merger Rules Tougher for U.S. Exchange Listings
The SEC approved tougher reverse merger rules for U.S. exchange listings.
SEC Adopts Reward Program for Securities Violation Tips
The SEC adopted a reward program for securities violation tips.
Canadian National Regulators Propose to Adopt OTC Issuer Rule
The CSA proposed to adopt an OTC Issuer Rule.
IFRS Resources and Information
The OSC has created a website on the transition to IFRS reporting.
SEC Approves BX Venture Market
On May 12, 2011 the NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced SEC approval of its BX Venture Market. This new listing market will provide companies ... Continued
Amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects (“NI 43-101”)
On June 30, 2011, amendments to the current NI 43-101 (the “Old Instrument”), its companion policy and the technical report form will come into effect. ... Continued
XBRL Shortens Timeframe for US Issuers’ Report Preparation
XBRL now shortens the timeframe for US issuers’ report preparation.
SEC Adopts “Say-On-Pay” Rules
The SEC adopted new say-on-pay rules.
SEC Proposes Changes to Accredited Investor Qualifications
The SEC proposed changes to accredited investor qualifications.