CSA Proposes Allowing TSXV Issuers to Conduct Private Placements with Existing Security Holders
The CSA proposed allowing TSXV issuers to conduct private placements with existing security holders.
Do “Spectacular” Infill Drill Results Require Disclosure?
A summary of a BCSC decision that suggests that infill drill results might be material.
Proper Compliance with Private Placement Exemptions
Two BCSC cases demonstrate the standard of proper compliance with private placement exemptions.
TSX Venture Exchange Liberalizes Capital Structure Guidelines, Private Placement Pricing
The TSX Venture Exchange liberalized capital structure guidelines, and private placement pricing.
SEC Disqualifies “Bad Actors” from Investing in Private Placements
The SEC disqualified “bad actors” from investing in private placements.
Toronto Stock Exchange Issues Guidance on Director Elections
The TSE issued guidance on director elections.
SEC to Lift General Solicitation Ban for Private Placement Offerings to Accredited Investors
The SEC lifted a general solicitation ban for private placement offerings to accredited investors.
Québec Introduces Minimum Mining Taxes
Quebec introduced minimum mining taxes.
Temporary Moratorium on Uranium Exploration and Development in Québec
There is a temporary moratorium on uranium exploration and development in Quebec.
Canadian Securities Regulators Grant Exemptions from Wrapper Requirements for Foreign Offerings
Canadian securities regulators grant exemptions from wrapper requirements for foreign offerings.
Regulation FD Applies to Disclosure made through Social Media Channels
The SEC concluded that Regulation FD applies to disclosure made through social media channels.
TSXV Extends Temporary Measures to Match Tough Financing Conditions
The TSXV extended temporary measures to match tough financing conditions.