Retail Investors to be Eligible for Proposed Prospectus Exemption
Retail investors are to be eligible for proposed prospectus exemption.
Canadian Regulators Adopt New Crowdfunding Exemptions for Startups and Early Stage Businesses
Canadian Regulators adopt new crowdfunding exemptions.
Regulation A+ A Limited Tool for Fundraising
The SEC announced that it has adopted rules to facilitate smaller companies’ access to capital, as mandated by the JOBS Act.
Amendments to Disclosure Rules for Venture Issuers
Amendments to various disclosure requirements for venture issuers will come into force.
CSA Publishes Proposed Amendments to Take-Over Bid Requirements
The CSA published proposed amendments to MI 62-104 and NP 62-203.
Proxy Advisor Glass Lewis Publishes Canadian Proxy Voting Policy for 2015
Proxy advisory firm Glass Lewis & Co. released its Canadian proxy voting policy for the 2015 proxy season.
Amendments to Prospectus Exemptions and Additional Obligations for Issuers and Brokers
Amendments to come to NI 45-106 will put additional responsibility on issuers and brokers.
Proxy Voting in Canada Needs Substantial Overhaul
The CSA published a report that confirms that current proxy voting infrastructure is seriously flawed and needs to be modernized and improved.
OSC Reviews Compliance with Related Party Transaction Disclosure Requirements
The OSC released a report which reviewed related party transaction disclosure.
TSX Venture Exchange Amends Policies on Private Placements
The TSX Venture Exchange is implementing amendments to its Private Placements Policy and the related forms.
TSX Venture Exchange Amends Policies on Loans, Bonuses and Finder’s Fees
The TSX Venture Exchange is implementing amendments to its Loans, Bonuses and Finder’s Fees policies.
TSX Venture Exchange Introduces New Electronic Private Placement Filing Procedure
The TSX Venture Exchange introduced a new online filing portal, called V-File, for private placement submissions.