SEC Finalizes SOX 404 Compliance Date For Small Companies, Grants 6 Month Extension
The SEC will soon finalize the SOX 404 compliance date for small companies.
Future Revision And Update of NI 43-101
The BCSC has recently identified future revisions and updates to NI 43-101.
Deadline for a CPC to Apply to Extend the Time for Completion of its QT is September 30, 2009; Other Temporary Measures Also Expire
The deadline for a CPC to apply to extend the time for completion of its QT is September 30, 2009.
New National Dealer And Adviser Registration Regime For Canada
There is a new national dealer and adviser registration regime for Canada.
SEC Makes Temporary Short Sales Rule Permanent
The SEC makes the temporary short sales rule permanent.
New Canadian Passport System for Dealer and Advisor Registration Process
The CSA has implemented a new Canadian passport system for the dealer and advisor registration process.
BCSC Offers To Pre-Review Mining Technical Disclosure For Short Form Offerings
The BCSC is offering to pre-review mining technical disclosure for short form offerings.
Foreign Listed Issuers May Trade On U.S. OTC Markets Without SEC Registration
The SEC has amended its rules so that foreign listed issuers may now trade on U.S. OTC markets without SEC registration.
British Columbia To Require Electronic Filings Of Exempt Distribution Reports
The BCSC issued a notice of a new instrument requiring electronic filings of exempt distribution reports.